GetHeaderData(); ?> Pentagon | Disclosure of Proprietary Trading
Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. 2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Pay 20% or “var + elm” whichever is higher as upfront margin of the transaction value to trade in cash market segment. 4. Investor may please refer to the Exchange’s Frequently Asked Questions (FAQ) issued vide circular refrence NSE/insp/45191 dated July 31, 2020 and other guidelines issued from time to time in this regard. 5. Check your Securities /MF /Bonds in the consolidated account statement issued by NSDL/CDSL every month. 6. “Prevent Unauthorised transaction in your Trading/Demat Account Update your mobile numbers/email IDs with your stock brokers /Depository Participant. Receive alrets/information of your transactio/all debit and other important transaction in your Trading/Demat Acount directly from Exchange/CDSL at the end of the day.Issued in the intrest of investors.” 7. “KYC is one time exercise while dealing in securities markets –once KYC is done through a sebi registered intermediary (broker,DP,Mutual Fund etc.), you need not undergo the same process againg when you approach another intermediary.”
8. “NO need to issue cheques by investor while subscribing you IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. NO worries for refund as the money remain in investor’s account.”
9. “We understand that certain investment advisors may be approaching members of the public including our clients,representing that their investment advise is based on our research .Please note that we have not engaged any third parties to render any investment advisory services on our behalf. We do not share our research reports or our clients,Personal or financial data with any third parties and have not authorized any such person to represent us in any manner. Persons making investments on the basis of such advise may lose all or a part of their investment along with the fee paid to such unscrupulous persons. Please be cautious about any phone call that you may receive from persons represending to be such investment advisors, or a part of research firm offering advise on securities. Do not make payments through e-mail links, Whatsapp or SMS. Please do no share your personal or financial information with any person without proper verification. Always trade through a registered broker.” 10. “issued in public interest by Pentagon Stock Brokers Private Limited ( formely Knows as Pentagon Stock Brokers Private Limited), having its registered office at 108, Madhava Premises, Behind Family Court, Bandra-Kurla Complex, Bandra ( East ),Mumbai : 400051 Tel : 022-42577000

Home DISCLOSURE INFORMATION OF PROPRIETARY TRADING

To increase transparency in the dealings between us as a Trading Member and you as a Client we do hereby disclose that apart from Client based trading, we also do Proprietary Based Trading (self account) in EQ,F&O & CDS SEGMENTS of NSE EXCHANGE & EQ of BSE EXCHANGE in which we are members. You are requested to please take a note of the same.